Electronic Compliance Object · India
What an agent must know before it acts on a security listed in India: who regulates, where the filings are stored, what is due when, and which state the issuer is in.
| Field | Value | Source |
|---|---|---|
| Regulator | Securities and Exchange Board of India (SEBI) - preamble: "to protect the interests of investors in securities and to promote the development of, and to regulate the securities market" www.sebi.gov.in | www.sebi.gov.in |
| Exchange(s) and listings page | National Stock Exchange of India (NSE) - Main Board, SME — www.nseindia.com/companies-listing/corporate-filings-application | www.nseindia.com/companies-listing/corporate-filings-application www.nseindia.com/static/companies-listing/compliance-information-compliance-calendar-main-board |
| Regulated-information store | Stock-exchange corporate filings: NSE Corporate Filings (Announcements, Financial Results, XBRL Information); BSE corporate announcements (page is a JavaScript shell, content not read) www.nseindia.com/companies-listing/corporate-filings-application | www.nseindia.com/companies-listing/corporate-filings-application |
| Periodic disclosure obligations and deadlines | Quarterly financial results (LODR Reg. 33(3)(a)) — deadline: Within 45 days from the end of the quarter Last-quarter and annual audited financial results (Reg. 33(3)(d),(e)) — deadline: Within 60 days from the end of the financial year Half-yearly results incl. statement of assets and liabilities and cash flows (Reg. 33(3)(f)) — deadline: as part of the financial results (no separate deadline read) Annual Report (Reg. 34(1)) — deadline: Not later than the day of commencement of dispatch to its shareholders | www.nseindia.com/static/companies-listing/compliance-information-compliance-calendar-main-board www.sebi.gov.in/sebi_data/faqfiles/apr-2025/1745399101865.pdf www.sebi.gov.in/sebi_data/attachdocs/jul-2023/1689087475880.pdf |
| Ad hoc / inside-information regime | SEBI LODR Regulation 30: disclose to stock exchange(s) all events or information specified in Part A of Schedule III "as soon as reasonably possible and not later than thirty minutes/three hours/twelve hours/twenty-four hours from the occurrence of event or information as may be applicable" (NSE compliance calendar); SEBI Master Circular 2023: material events "as soon as reasonably possible and not later than 24 hours from occurrence" | www.nseindia.com/static/companies-listing/compliance-information-compliance-calendar-main-board www.sebi.gov.in/sebi_data/attachdocs/jul-2023/1689087475880.pdf |
| Filing format | not found | pages checked: www.nseindia.com/companies-listing/corporate-filings-application (page lists an 'XBRL Information' section and an XBRL To Excel converter, no format rule text) · www.nseindia.com/static/companies-listing/compliance-information-compliance-calendar-main-board · www.bseindia.com/corporates/ann.html (JavaScript shell) |
| ISIN prefix | IN - ANNA member list names the Securities and Exchange Board of India (SEBI) as India's member numbering agency (member status) | anna-web.org/anna-members |
| LEI | GLEIF lists two LEI issuing organizations in India: Legal Entity Identifier India Limited (LEIL) and National Securities Depository Limited (NSDL) www.gleif.org/en/lei-data/gleif-concatenated-file/lei-issuers-original-sources | www.gleif.org/en/lei-data/gleif-concatenated-file/lei-issuers-original-sources |
| Market calendar | NSE Market Timings & Holidays page - 'Holidays for the calendar year', selectable by product (Equities, Derivatives, Debt etc.) www.nseindia.com/resources/exchange-communication-holidays | www.nseindia.com/resources/exchange-communication-holidays |
| Filing language(s) | not found | pages checked: www.sebi.gov.in/sebi_data/faqfiles/apr-2025/1745399101865.pdf · www.sebi.gov.in/sebi_data/attachdocs/jul-2023/1689087475880.pdf |
| Trading halts page | not found | pages checked: www.nseindia.com/static/companies-listing/compliance-information-compliance-calendar-main-board · www.nseindia.com/companies-listing/corporate-filings-application |
| Store lookup | NSE Corporate Filings page: Announcements and Financial Results sections, searchable by symbol/company www.nseindia.com/companies-listing/corporate-filings-application | www.nseindia.com/companies-listing/corporate-filings-application |
| Node status and door | NODE OPENING · store: Stock-exchange corporate filings: NSE Corporate Filings (Announcements, Financial Results, XBRL Information); BSE corporate announcements (page is a JavaScript shell, content not read) | the node opens on order; until then the store is the record |
| Signal | State | When |
|---|---|---|
| ACM-200 | TRADING | The ISIN is on this market's register (the node's current roster for the exchange list). |
| ACM-403 | HALTED | Trading in the line is suspended or halted by the exchange or regulator. The node's record carries the halt flag, read nightly from the market's halts page named in the fields. |
| ACM-404 | NOT ON THE REGISTER | The ISIN is not on this market's register (not listed here, delisted, or never admitted). |
| ACM-451 | READ THE FILING | A regulatory filing for the issuer is dated in the last three days: read it before acting. The answer names it. |